When those who work in the financial services industry find themselves in need of legal counsel, they are often faced with the difficult decision of who to hire. The choice usually comes down to either hiring an attorney who typically defends large brokerage firms, not the individual advisors, or someone who is unfamiliar with the industry and its preferred dispute resolution forum, FINRA arbitration.
At Mackaness & Ideta, we present a different option: attorneys with extensive experience in the securities industry who are uniquely qualified to assist financial services professionals in a broad range of matters, such as SEC investigations. We can help with: